There are two wolves inside you…

Consider a vector space XX over a field K\mathbb{K} (usually1 2 3 R\mathbb{R} or C\mathbb{C}), endowed with a topology τ\tau that is compatible with its vector space structure —that is, sum, and scalar multiplication are continuous operations.

In principle, we can consider the set of all linear maps from XX to the field K\mathbb{K}. This set is called the algebraic dual of XX and is denoted by X={f:XKf is linear}.X^* = \{ f:X\to\mathbb{K} \mid f \text{ is linear} \}. Note that this defines a vector space over K\mathbb{K}, which is not endowed with any topology; it is, in principle, just an algebraic construct.

If we restrict ourselves to the set of continuous linear maps, we obtain the topological dual of XX, denoted by X={f:XKf is continuous w.r.t. τ,  f is linear}.X' = \{ f:X\to\mathbb{K} \mid f \text{ is continuous w.r.t. } \tau, \; f \text{ is linear} \}. This is a vector space over K\mathbb{K}, and even if in principle it is not endowed with a particular topology—thus, it is not a topological vector space—it can be endowed with different topologies4.

…and they seem to like each other…

At times, it is more convenient—as in theory of distributions—to put different spaces in duality with each other. In this case, one considers a (canonical) pairing ,\langle \cdot, \cdot \rangle between two spaces XX and YY, which is a bilinear map in X×YX \times Y. The main requirement is a separation condition (injectivity condition, non-degeneracy condition): if x,y=0\langle x, y \rangle = 0 for all yYy\in Y, then x=0x=0; similarly, if x,y=0\langle x, y \rangle = 0 for all xXx\in X, then y=0y=0.

…but let’s suppose they are nice…

The above were a glimpse of the duality theory, a very interesting topic treated with a lot of care in the literature.

Following this paper5, we restrict ourselves to the case of Banach spaces. A Banach space is a complete normed vector space, that is, a vector space XX over a field K\mathbb{K}, endowed with a norm \|\cdot\|.

Despite the simplification, one can still consider a quite important question: what happens if we keep taking biduals of a Banach space XX? Note that XXX \hookrightarrow X'' isometrically, where XX'' is the bidual of XX. This embedding is given naturally, namely,

ι:XX,ι(x)(f)=f(x), for all fX.\iota:X \to X'', \quad \iota(x)(f) = f(x), \text{ for all } f\in X'.

The article 5 studies this questions, and define the two natural categorical limits, making use of the standard constructions from TVS theory. Naturally, there are two sequences of biduals. Denote the nn-th bidual by X(n)X^{(n)}, with X(0)=XX^{(0)} = X. Then, one can consider the two sequences:

  1. The even biduals: X(0)X(2)X(4)X^{(0)} \hookrightarrow X^{(2)} \hookrightarrow X^{(4)} \hookrightarrow \cdots
  2. The odd biduals: X(1)X(3)X(5)X^{(1)} \twoheadleftarrow X^{(3)} \twoheadleftarrow X^{(5)} \twoheadleftarrow \cdots

The main result of the paper is that both sequences converge to different limits, which we denote by

  • X(,even)=limX(2n)X^{(\infty, \mathsf{even})} = \varinjlim X^{(2n)}, and
  • X(,odd)=limX(2n+1)X^{(\infty, \mathsf{odd})} = \varprojlim X^{(2n+1)}.

…and they have a nice conversation…

In the category theory language, one may define the category of Banach spaces with contractions as morphisms, and denote it by Ban1\mathbf{Ban}_1. There is a functor Dir:Ban1Ban1\mathsf{Dir}:\mathbf{Ban}_1 \to \mathbf{Ban}_1, which assigns to each Banach space its direct limit of even biduals —that is, Dir(X)=X(,even)\mathsf{Dir}(X) = X^{(\infty, \mathsf{even})}—, and to each contraction T:XYT:X\to Y the induced contraction Dir(T):Dir(X)Dir(Y)\mathsf{Dir}(T):\mathsf{Dir}(X) \to \mathsf{Dir}(Y).

  • Clearly, Dir(X)=X\mathsf{Dir}(X) = X if XX is a reflexive Banach space.
  • In the case of the James space J\mathfrak{J} which is non-reflexive but isometrically isomorphic to its bidual, we have that Dir(J)=JR\mathsf{Dir}(\mathfrak{J}) = \mathfrak{J} \oplus \mathfrak{R}, where R=RN\mathfrak{R} = \mathbb{R}^{\mathbb{N}} is normed by induced norm on Jspan{e1,,en}\mathfrak{J} \oplus \operatorname{span}\{e_1, \dots, e_n\} for each nn. 6.

“Naturally”, there is an analogous inverse (or projective) limit construction for the odd biduals, which we denote by Inv:Ban1Ban1\mathsf{Inv}:\mathbf{Ban}_1 \to \mathbf{Ban}_1, and it has given by the adjoint functor of Dir\mathsf{Dir}. Thus, we can set Inv(X)=X(,odd)\mathsf{Inv}(X) = X^{(\infty, \mathsf{odd})}.

…about spectral properties…

One of the highlights of the paper is the study of the spectral properties of the induced operators Dir(T)\mathsf{Dir}(T) and Inv(T)\mathsf{Inv}(T), for a given contraction T:XXT:X\to X. In particular, the author shows that the spectrum is preserved in both cases: σ(Dir(T))=σ(T)=σ(Inv(T)).\sigma(\mathsf{Dir}(T)) = \sigma(T) = \sigma(\mathsf{Inv}(T)).

Under approximation properties of the space XX, one can also show that these limits preserve compactness of operators and even Fredholm index.

…and make plans to meet again.

One of the main hopes of mine—and the reason I write about this topic—is to generalize these constructions to general Locally Convex Topological Vector Spaces (LCTVS)! Albeit this does not seem trivial at all, I think prudent definitions of choice functors for “cherry-picking” topologies on the duals may lead to interesting results, and well-posed definitions of direct and inverse limits in this more general setting.

It is clear, that, under some trivial choices, these limits trivialize due to the characterization of the biduals.

As this is pure speculation, I will leave this as an open question for future research.


Footnotes

  1. Can we consider more general settings? Usually yes. For instance, see the referred books.

  2. Bourbaki, Nicolas. Topological vector spaces: Chapters 1–5. Springer Science & Business Media, 2013.

  3. Schaefer, Helmut H. “Topological Vector Spaces.” Graduate Texts in Mathematics. Springer New York, NY, 1999.

  4. Some cases are worth mentioning: the weak topology, the Mackey topology, and the strong topology. The terminology is not great, and it can be confusing at times… These constructions can be thought in terms of their generating basis and/or seminorms.

  5. Gwizdek, Sebastian. “Isometric direct limits of bidual Banach spaces.” arXiv preprint arXiv:2205.14385 (2022). 2

  6. Here, I am being lazy to provide the details.